Aufgaben:Exercise 1.12: Hard Decision vs. Soft Decision

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Block error rate of the  $\rm HC(7, \, 4, \, 3)$  for
"Hard Decision" and "Soft Decision"

The figure shows the block error probability for the  $(7, \, 4, \, 3)$ Hamming code, where two variants are considered for the receiver:

• Maximum likelihood detection with hard decisions $($"Hard Decision",  $\rm HD)$, which in the present case (perfect code) can also be realized by syndrome decoding, yields the red curve (with circle marker).

• The channel can be replaced by the BSC model in a simplified way for "Hard Decision". The relationship between the BSC parameter  $\varepsilon$  and the AWGN quotient  $E_{\rm B}/N_{0}$  (used in the graph) is given as follows:

$$\varepsilon = {\rm Q}\left ( \sqrt{2 \cdot R \cdot E_{\rm B}/N_0} \right ) \hspace{0.05cm}.$$

Here denotes  ${\rm Q}(x)$  the complementary Gaussian error function and  $R$  the code rate.

• The green curve (with crosses) shows the block error probability for "soft" decisions $($"Soft Decision",  $\rm SD)$. This function curve cannot be given in closed-mathematical form. The curve drawn in the graph is an upper bound given in [Fri96]:

$$ {\rm Pr(block\:error)} \hspace{-0.15cm}\ \le \ \hspace{-0.15cm} 7 \cdot {\rm Q}\left ( \sqrt{ 3 \cdot \frac{2 \cdot R \cdot E_{\rm B}}{N_0}} \right )+7 \cdot {\rm Q}\left ( \sqrt{ 4 \cdot \frac{2 \cdot R \cdot E_{\rm B}}{N_0}} \right ) + {\rm Q}\left ( \sqrt{ 7 \cdot \frac{2 \cdot R \cdot E_{\rm B}}{N_0}} \right ) \hspace{0.05cm}.$$

• The respective first factor in the argument of the  $\rm Q$ function indicates the possible Hamming distances:   $i = 3, \, 4, \, 7$.
• The prefactors take into account multiplicities  $W_{3} = W_{4} = 7$  and  $W_{7} = 1$.   $R = 4/7$  describes the code rate.
• For  $10 · \lg {E_{\rm B}/N_0} > 8 \ \rm dB$  ist  $\rm Pr(block\:error) < 10^{–5}$.

Hints:

• This exercise refers to the chapter  "Decoding of Linear Block Codes".
• The above cited bibliography  [Fri96]  refers to the book
  "Friedrichs, B.: Kanalcodierung - Grundlagen und Anwendungen in modernen Kommunikationssystemen. Berlin - Heidelberg: Springer, 1996".
• For numerical results, use the calculation module  "Complementary Gaussian Error Functions".
• For the subtasks (1) to (4), "Hard Decision" is always assumed.

Questions

1

What is the block error probability of the  $(7, \, 4, \, 3)$ Hamming code in "Hard Decision"?

$\varepsilon = 10^{-2} \text{:} \hspace{0.4cm} {\rm Pr(block\:error)} \ = \ $ $\ \cdot 10^{-3} $

$\varepsilon = 10^{-3} \text{:} \hspace{0.4cm} {\rm Pr(block\:error)} \ = \ $ $\ \cdot 10^{-3} $

2

How can we approximate the block error probability of a Hamming code, assuming "hard decision"?

	${\rm Pr(block\:error)} = n · (n–1)/2 · \varepsilon^2.$
	${\rm Pr(block\:error)} = n · \varepsilon^2.$
	${\rm Pr(block\:error)} = n · \varepsilon^n.$

3

Which Hamming code has the smallest block error probability with constant BSC parameter  $\varepsilon$?

	the Hamming code  $(3, \, 1, \, 3)$, identical to the "repetition code"  $\rm RC \ (3, \, 1, \, 3)$,
	the Hamming code  $(7, \, 4, \, 3)$,
	the Hamming code  $(15, \, 11, \, 3)$.

4

What is the numerical relationship between the BSC parameter  $\varepsilon$  and the AWGN quotient  $E_{\rm B}/N_{0}$?

$\varepsilon = 10^{-2}\text{:} \hspace{0.4cm} 10 · \lg {E_{\rm B}/N_0} \ = \ $ $\ \rm dB$

$\varepsilon = 10^{-3} \text{:} \hspace{0.4cm} 10 · \lg {E_{\rm B}/N_0} \ = \ $ $\ \rm dB$

5

What is the gain (in dB) to be achieved by "Soft Decision" if the block error probability is not to exceed  $10^{-5}$  ?

$\ 10 · \lg \, {G_{\rm SD}} \ = \ $ $ \ \rm dB$

Solution

Solution

(1)  Every Hamming code is perfect and has the minimum distance $d_{\rm min} = 3$.

• Therefore, one bit error in the codeword can be corrected, while two bit errors will always cause the codeword to fail   ⇒   parameter $t = 1$.
• Thus, for the block error probability:

$${\rm Pr(block\:error)} \hspace{-0.15cm}\ = \ \hspace{-0.15cm} 1 - {\rm Pr(no\hspace{0.15cm} block\:error)} - {\rm Pr(one\hspace{0.15cm} block\:error)} = 1 - (1 - \varepsilon)^7 - 7 \cdot \varepsilon \cdot (1 - \varepsilon)^6 \hspace{0.05cm}.$$

$$\varepsilon = 10^{-2} \text{:} \hspace{0.4cm}{\rm Pr(block\:error)} \hspace{-0.15cm}\ = \ \hspace{-0.15cm} 1 - 0.99^7 - 7 \cdot 0.01 \cdot 0.99^6= 1 - 0.932065 - 0.065904\hspace{0.15cm}\underline{\approx 2.03 \cdot 10^{-3}}\hspace{0.05cm},$$

$$\varepsilon = 10^{-3} \text{:} \hspace{0.4cm} {\rm Pr(block\:error)} \hspace{-0.15cm}\ = \ \hspace{-0.15cm} 1 - 0.999^7 - 7 \cdot 0.001 \cdot 0.999^6= 1 - 0.993021 - 0.006958\hspace{0.15cm}\underline{\approx 0.0209 \cdot 10^{-3}}\hspace{0.05cm}.$$

(2)  Each $(n, \, k, \, 3)$ Hamming code can correct only one bit error. Thus, for the BSC channel, the general rule is with codeword length $n$:

$${\rm Pr(block\:error)} = 1 - \text{Pr(no bit error)} - \text{Pr(one bit error)} = 1 - (1 - \varepsilon)^n - n \cdot \varepsilon \cdot (1 - \varepsilon)^{n-1}.$$

• After series expansion of   $(1 - \varepsilon)^n$   or of   $n \cdot \varepsilon \cdot (1 - \varepsilon)^{n-1}$   we obtain from this:

$${\rm Pr(block\:error)} = 1 - \left [ 1 - {n \choose 1}\cdot \varepsilon + {n \choose 2}\cdot \varepsilon^2 - \hspace{0.05cm}\text{...} \hspace{0.05cm} \right ] -\left [ n \cdot \varepsilon \cdot \left ( 1 - {{n-1} \choose 1}\cdot \varepsilon + {{n-1} \choose 2}\cdot \varepsilon^2 - \hspace{0.05cm}\text{...} \hspace{0.05cm}\right ) \right ] \hspace{0.05cm}.$$

• If we neglect all terms with $\varepsilon^3, \ \varepsilon^4, \ \text{...}$  we finally get:

$${\rm Pr(block\:error)} \hspace{-0.15cm}\ = \ \hspace{-0.15cm} n \cdot \varepsilon - {n \choose 2}\cdot \varepsilon^2 - n \cdot \varepsilon + n \cdot \varepsilon {{n-1} \choose 1}\cdot \varepsilon + \hspace{0.05cm}\text{...}\hspace{0.05cm} = -n/2 \cdot (n-1)\cdot \varepsilon^2 + n \cdot (n-1)\cdot \varepsilon^2 = n \cdot (n-1)/2 \cdot \varepsilon^2 \hspace{0.05cm}.$$

The correct solution is suggestion 1.

For the $(7, \, 4, \, 3)$ Hamming code, it follows:

$${\rm Pr(block\:error)} \le \left\{ \begin{array}{c} 2.03 \cdot 10^{-3}\\ 2.09 \cdot 10^{-5} \end{array} \right.\quad \begin{array}{*{1}c} {\rm for}\hspace{0.15cm} \varepsilon = 10^{-2} \\ {\rm for}\hspace{0.15cm} \varepsilon = 10^{-3} \\ \end{array} \hspace{0.05cm}.$$

• By comparison with the result of the subtask (1) one recognizes the validity of this approximation.
• The smaller the BSC corruption probability $\varepsilon$, the better it is.

(3)  The results of subtask (2) can be summarized as follows:

$${\rm Pr(block\:error)} = \left\{ \begin{array}{l} 3 \cdot \varepsilon^2 \\ 21 \cdot \varepsilon^2\\ 105 \cdot \varepsilon^2\\ \end{array} \right.\quad \begin{array}{*{1}l} {\rm for}\hspace{0.15cm} n = 3 \\ {\rm for}\hspace{0.15cm} n = 7 \\ {\rm for}\hspace{0.15cm} n = 15 \\ \end{array} \hspace{0.05cm}.$$

• Right is answer 1.
• Of course, the Hamming code with the lowest rate $R = 1/3$, i.e. with the greatest relative redundancy, has the lowest block error probability.

(4)  At Hard Decision, with the complementary Gaussian error function ${\rm Q}(x)$:

$$\varepsilon = {\rm Q}\left ( \sqrt{2 \cdot R \cdot E_{\rm B}/N_0} \right )\hspace{0.3cm} \Rightarrow \hspace{0.3cm} E_{\rm B}/N_0 = \frac{[{\rm Q}^{-1}(\varepsilon)]^2}{2R}\hspace{0.3cm} \Rightarrow \hspace{0.3cm} 10 \cdot {\rm lg} \hspace{0.1cm} E_{\rm B}/N_0 = 20 \cdot {\rm lg} \hspace{0.1cm}[{\rm Q}^{-1}(\varepsilon)] - 10 \cdot {\rm lg} \hspace{0.1cm} (2R) \hspace{0.05cm}.$$

• From this we obtain with $\varepsilon = 0.01 \ ⇒ \ {\rm Q}^{–1}(\varepsilon) = 2.33$:

$$10 \cdot {\rm lg} \hspace{0.1cm} E_{\rm B}/N_0 = 20 \cdot {\rm lg} \hspace{0.1cm}(2.33) - 10 \cdot {\rm lg} \hspace{0.1cm} (8/7) = 7.35\,{\rm dB} - 0.58\,{\rm dB}\hspace{0.15cm}\underline{\approx 6.77\,{\rm dB}}\hspace{0.05cm}.$$

$$10 \cdot {\rm lg} \hspace{0.1cm} E_{\rm B}/N_0 = 20 \cdot {\rm lg} \hspace{0.1cm}(3.09) - 0.58\,{\rm dB}\hspace{0.15cm}\underline{\approx 9.22\,{\rm dB}}\hspace{0.05cm}.$$

(5)  Here we refer to the block error probability $10^{–5}$.

• According to the result of subtask (2), the BSC corruption probability must then not be greater than

$$\varepsilon = \sqrt{{10^{-5}}/{21}} = 6.9 \cdot 10^{-4} \hspace{0.3cm} \Rightarrow \hspace{0.3cm} {\rm Q}^{-1}(\varepsilon) = 3.2 \hspace{0.3cm} \Rightarrow \hspace{0.3cm} 10 \cdot {\rm lg} \hspace{0.1cm} E_{\rm B}/N_0 = 9.52\,{\rm dB}\hspace{0.05cm}.$$

• ForSoft Decision according to specification $8 \ {\rm dB} suffices \ ⇒ \ 10 · \lg {G_{\rm SD}} \ \underline{= 1.52 \ {\rm dB}}$.