Difference between revisions of "Aufgaben:Exercise 2.7: Huffman Application for Binary Two-Tuples"

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*The exercise belongs to the chapter  [[Information_Theory/Entropiecodierung_nach_Huffman|Entropy Coding according to Huffman]].
 
*The exercise belongs to the chapter  [[Information_Theory/Entropiecodierung_nach_Huffman|Entropy Coding according to Huffman]].
 
*In particular, reference is made to the page  [[Information_Theory/Entropiecodierung_nach_Huffman#Application_of_Huffman_coding_to_.7F.27.22.60UNIQ-MathJax168-QINU.60.22.27.7F.E2.80.93tuples|Application of Huffman coding to  $k$-tuples]].
 
*In particular, reference is made to the page  [[Information_Theory/Entropiecodierung_nach_Huffman#Application_of_Huffman_coding_to_.7F.27.22.60UNIQ-MathJax168-QINU.60.22.27.7F.E2.80.93tuples|Application of Huffman coding to  $k$-tuples]].
*The average codeword length per two-tuple is   $L_{\rm M}\hspace{0.03cm}' = p_{\rm A} \cdot L_{\rm A} +$  ...  $ + p_{\rm D} \cdot L_{\rm D} \hspace{0.05cm}$.  With respect to a source symbol,  $L_{\rm M} = L_{\rm M}\hspace{0.03cm}'/2$.
+
*The average code word length per two-tuple is   $L_{\rm M}\hspace{0.03cm}' = p_{\rm A} \cdot L_{\rm A} +$  ...  $ + p_{\rm D} \cdot L_{\rm D} \hspace{0.05cm}$.  With respect to a source symbol,  $L_{\rm M} = L_{\rm M}\hspace{0.03cm}'/2$.
 
*A comparable task with ternary input symbols is treated in   [[Aufgaben:Exercise_2.7Z:_Huffman_Coding_for_Two-Tuples_of_a_Ternary_Source|Exercise 2.7Z]] .
 
*A comparable task with ternary input symbols is treated in   [[Aufgaben:Exercise_2.7Z:_Huffman_Coding_for_Two-Tuples_of_a_Ternary_Source|Exercise 2.7Z]] .
 
   
 
   
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<quiz display=simple>
 
<quiz display=simple>
{Give the code word lengths with redundancy-free binary source.
+
{Give the average code word lengths with redundancy-free binary source.
 
|type="{}"}
 
|type="{}"}
$\text{Code 1}$:  &nbsp; $L_{\rm M} \ = \ $ { 1 1% } $\ \rm bit/source\:symbol$
+
$\text{Code 1}$:  &nbsp; $L_{\rm M} \ = \ $ { 1 1% } $\ \rm bit/source\hspace{0.15cm}symbol$
$\text{Code 2}$:  &nbsp; $L_{\rm M} \ = \ $ { 1.125 1% } $\ \rm bit/source\:symbol$
+
$\text{Code 2}$:  &nbsp; $L_{\rm M} \ = \ $ { 1.125 1% } $\ \rm bit/source\hspace{0.15cm}symbol$
$\text{Code 3}$:  &nbsp; $L_{\rm M} \ = \ $ { 1.25 1% } $\ \rm bit/source\:symbol$
+
$\text{Code 3}$:  &nbsp; $L_{\rm M} \ = \ $ { 1.25 1% } $\ \rm bit/source\hspace{0.15cm}symbol$
  
  
  
{Determine the Huffman code with respect to two-tuple for  &nbsp;$p_{\rm X}= 0.6$.
+
{Determine the Huffman code with respect to two-tuples for  &nbsp;$p_{\rm X}= 0.6$.
|type="[]"}
+
|type="()"}
 
+ The result is&nbsp; $\text{Code 1}$.
 
+ The result is&nbsp; $\text{Code 1}$.
 
- The result is&nbsp; $\text{Code 2}$.
 
- The result is&nbsp; $\text{Code 2}$.
Line 66: Line 66:
  
  
{What is the mean codeword length of the best Huffman code for &nbsp;$p_{\rm X}= 0.6$&nbsp;?
+
{What is the average code word length of the best Huffman code for &nbsp;$p_{\rm X}= 0.6$&nbsp;?
 
|type="{}"}
 
|type="{}"}
$L_{\rm M} \ = \ $ { 1 1% } $\ \rm bit/source\:symbol$
+
$L_{\rm M} \ = \ $ { 1 1% } $\ \rm bit/source\hspace{0.15cm}symbol$
  
  
 
{Determine the Huffman code with respect to two-tuple for &nbsp;$p_{\rm X}= 0.8$.
 
{Determine the Huffman code with respect to two-tuple for &nbsp;$p_{\rm X}= 0.8$.
|type="[]"}
+
|type="()"}
 
- The result is&nbsp; $\text{Code 1}$.
 
- The result is&nbsp; $\text{Code 1}$.
 
+ The result is&nbsp; $\text{Code 2}$.
 
+ The result is&nbsp; $\text{Code 2}$.
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{What is the mean codeword length of the best Huffman code for &nbsp;$p_{\rm X}= 0.8$&nbsp;?
+
{What is the average code word length of the best Huffman code for &nbsp;$p_{\rm X}= 0.8$&nbsp;?
 
|type="{}"}
 
|type="{}"}
$L_{\rm M} \ = \ $ { 0.78 1% } $\ \rm bit/source\:symbol$
+
$L_{\rm M} \ = \ $ { 0.78 1% } $\ \rm bit/source\hspace{0.15cm}symbol$
  
  
{In what range may the probability &nbsp;$p_{\rm X}$&nbsp; for the symbol&nbsp; $\rm X$&nbsp; lie so that the&nbsp; $\text{code 1}$&nbsp; results according to Huffman?
+
{In what range may the probability &nbsp;$p_{\rm X}$&nbsp; for the symbol&nbsp; $\rm X$&nbsp; lie so that the&nbsp; $\text{Code 1}$&nbsp; results according to Huffman?
 
|type="{}"}
 
|type="{}"}
 
$p_\text{X, min}\ = \ $ { 0.382 1% }
 
$p_\text{X, min}\ = \ $ { 0.382 1% }
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\hspace{0.05cm}.$$
 
\hspace{0.05cm}.$$
 
Taking into account the given assignments, we obtain for
 
Taking into account the given assignments, we obtain for
* $\text{Code 1}$:&nbsp;&nbsp;&nbsp; $L_{\rm M} \hspace{0.15cm}\underline{= 1.000 \ {\rm bit/source \:symbol} }$,
+
* $\text{Code 1}$:&nbsp;&nbsp;&nbsp; $L_{\rm M} \hspace{0.15cm}\underline{= 1.000 \ {\rm bit/source \hspace{0.15cm}symbol} }$,
* $\text{Code 2}$:&nbsp;&nbsp;&nbsp; $L_{\rm M} \hspace{0.15cm}\underline{= 1.125 \ {\rm bit/source \:symbol} }$,
+
* $\text{Code 2}$:&nbsp;&nbsp;&nbsp; $L_{\rm M} \hspace{0.15cm}\underline{= 1.125 \ {\rm bit/source \hspace{0.15cm}symbol} }$,
* $\text{Code 3}$:&nbsp;&nbsp;&nbsp; $L_{\rm M} \hspace{0.15cm}\underline{= 1.250 \ {\rm bit/source \:symbol} }$.
+
* $\text{Code 3}$:&nbsp;&nbsp;&nbsp; $L_{\rm M} \hspace{0.15cm}\underline{= 1.250 \ {\rm bit/source \hspace{0.15cm}symbol} }$.
  
::In the course of the task it will become apparent that the first two codes are quite possible as a result of the Huffman algorithm (of course only with suitable symbol probabilities).&nbsp;&nbsp; $\text{Code 3}$&nbsp; is also prefix-free, but never optimal in terms of mean codeword length.
+
 
 +
In the course of the task it will become apparent that the first two codes are quite possible as a result of the Huffman algorithm (of course only with suitable symbol probabilities).&nbsp;&nbsp; $\text{Code 3}$&nbsp; is also prefix-free, but never optimal in terms of average code word length.
  
  
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p_{\rm D}= 0.4^2 = 0.16 \hspace{0.05cm}.$$
 
p_{\rm D}= 0.4^2 = 0.16 \hspace{0.05cm}.$$
 
*This gives the&nbsp; <u>tree diagram on the left</u>&nbsp; (in the adjacent graph) and the following Huffman code:
 
*This gives the&nbsp; <u>tree diagram on the left</u>&nbsp; (in the adjacent graph) and the following Huffman code:
[[File:P_ID2456__Inf_A_2_7b.png|right|frame|Huffman tree diagram for two different two-tuple constellations]]
+
[[File:P_ID2456__Inf_A_2_7b.png|right|frame|Huffman tree diagram for two different two-tuple constellations&nbsp; ("Schritt" &nbsp; &rArr; &nbsp; EN:&nbsp; "step")]]
 
:&nbsp;&nbsp;&nbsp; $\rm A$ &nbsp; &#8594; &nbsp; <b>11</b>,&nbsp;&nbsp; $\rm B$ &nbsp; &#8594; &nbsp; <b>10</b>,&nbsp;&nbsp; $\rm C$ &nbsp; &#8594; &nbsp; <b>01</b>,&nbsp;&nbsp; $\rm D$ &nbsp; &#8594; &nbsp; <b>00</b>.
 
:&nbsp;&nbsp;&nbsp; $\rm A$ &nbsp; &#8594; &nbsp; <b>11</b>,&nbsp;&nbsp; $\rm B$ &nbsp; &#8594; &nbsp; <b>10</b>,&nbsp;&nbsp; $\rm C$ &nbsp; &#8594; &nbsp; <b>01</b>,&nbsp;&nbsp; $\rm D$ &nbsp; &#8594; &nbsp; <b>00</b>.
 
*This is&nbsp; $\text{Code 1}$ &nbsp;&nbsp;&#8658;&nbsp;&nbsp; <u>solution suggestion 1</u>.
 
*This is&nbsp; $\text{Code 1}$ &nbsp;&nbsp;&#8658;&nbsp;&nbsp; <u>solution suggestion 1</u>.
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'''(3)'''&nbsp; Each two-tuple is represented by two bits.&nbsp; Thus  
 
'''(3)'''&nbsp; Each two-tuple is represented by two bits.&nbsp; Thus  
:$$L_{\rm M} \hspace{0.15cm}\underline{= 1.000 \ {\rm bit/source \:symbol} }.$$
+
:$$L_{\rm M} \hspace{0.15cm}\underline{= 1.000 \ {\rm bit/source \hspace{0.15cm}symbol} }.$$
  
  
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:$$p_{\rm C}  =  p_{\rm B}= 0.8 = 0.16 \hspace{0.05cm},\hspace{0.4cm}
 
:$$p_{\rm C}  =  p_{\rm B}= 0.8 = 0.16 \hspace{0.05cm},\hspace{0.4cm}
 
p_{\rm D}= 0.2^2 = 0.04 \hspace{0.05cm}. $$
 
p_{\rm D}= 0.2^2 = 0.04 \hspace{0.05cm}. $$
According to the <u>tree diagram on the right</u> the result is now&nbsp; $\text{code 2}$ &nbsp;&nbsp;&#8658;&nbsp;&nbsp; <u>solution suggestion 2</u>:
+
According to the <u>tree diagram on the right</u> the result is now&nbsp; $\text{Code 2}$ &nbsp;&nbsp;&#8658;&nbsp;&nbsp; <u>solution suggestion 2</u>:
  
 
:&nbsp;&nbsp;&nbsp; $\rm A$ &nbsp; &#8594; &nbsp; <b>1</b>,&nbsp;&nbsp; $\rm B$ &nbsp; &#8594; &nbsp; <b>01</b>,&nbsp;&nbsp; $\rm C$ &nbsp; &#8594; &nbsp; <b>001</b>,&nbsp;&nbsp; $\rm D$ &nbsp; &#8594; &nbsp; <b>010</b>.
 
:&nbsp;&nbsp;&nbsp; $\rm A$ &nbsp; &#8594; &nbsp; <b>1</b>,&nbsp;&nbsp; $\rm B$ &nbsp; &#8594; &nbsp; <b>01</b>,&nbsp;&nbsp; $\rm C$ &nbsp; &#8594; &nbsp; <b>001</b>,&nbsp;&nbsp; $\rm D$ &nbsp; &#8594; &nbsp; <b>010</b>.
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'''(5)'''&nbsp; For&nbsp; $\text{code 2}$&nbsp; the mean two-tuple length or the mean codeword length is:
+
'''(5)'''&nbsp; For&nbsp; $\text{Code 2}$&nbsp; the mean two-tuple length or the average code word length is:
 
:$$L_{\rm M}\hspace{0.01cm}' = 0.64 \cdot 1 + 0.16 \cdot 2 + (0.16 + 0.04) \cdot 3 = 1.56\,{\rm bit/two-tuples}\hspace{0.3cm}
 
:$$L_{\rm M}\hspace{0.01cm}' = 0.64 \cdot 1 + 0.16 \cdot 2 + (0.16 + 0.04) \cdot 3 = 1.56\,{\rm bit/two-tuples}\hspace{0.3cm}
 
\Rightarrow\hspace{0.3cm}L_{\rm M} = {L_{\rm M}\hspace{0.01cm}'}/{2}\hspace{0.15cm}\underline{  = 0.78\,{\rm bit/source \:symbol}}\hspace{0.05cm}.$$
 
\Rightarrow\hspace{0.3cm}L_{\rm M} = {L_{\rm M}\hspace{0.01cm}'}/{2}\hspace{0.15cm}\underline{  = 0.78\,{\rm bit/source \:symbol}}\hspace{0.05cm}.$$
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'''(6)'''&nbsp; From the earlier subtasks it has been found:
 
'''(6)'''&nbsp; From the earlier subtasks it has been found:
*For &nbsp;$p_{\rm X} = 0.6$&nbsp; &nbsp; $\text{code 1}$&nbsp; is optimal and the mean codeword length of this code is&nbsp; $($independent of &nbsp;$p_{\rm X})$&nbsp; $L_{\rm M} = 1$&nbsp; bit/source \:symbol.  
+
*For &nbsp;$p_{\rm X} = 0.6$,&nbsp; &nbsp; $\text{Code 1}$&nbsp; is optimal and the average code word length of this code is&nbsp; $($independent of &nbsp;$p_{\rm X})$&nbsp; $L_{\rm M} = 1$&nbsp; bit/source&nbsp;  symbol.  
*For &nbsp;$p_{\rm X} = 0.8$&nbsp; according to subtask&nbsp; '''(4)'''&nbsp;,&nbsp; $\text{code 2}$&nbsp; is optimal and the mean codeword length is&nbsp; $L_{\rm M} =  0.78$&nbsp; bit/source \:symbol.  
+
*For &nbsp;$p_{\rm X} = 0.8$&nbsp; according to subtask&nbsp; '''(4)''',&nbsp; $\text{Code 2}$&nbsp; is optimal and the average code word length is&nbsp; $L_{\rm M} =  0.78$&nbsp; bit/source&nbsp; symbol.  
  
  
The sought maximum value &nbsp;$p_\text{X, max}$&nbsp; will thus lie between &nbsp;$0.6$&nbsp; and &nbsp;$0.8$&nbsp;. &nbsp;The determining equation here is that for the limiting case &nbsp;$p_\text{X} = p_\text{X, max}$&nbsp; both codes have exactly the same mean codeword length &nbsp;$L_{\rm M} = 1$&nbsp; bit/source \:symbol besitzen, or &nbsp;$L_{\rm M}\hspace{0.03cm}' = 2$&nbsp; bit/two-tuples.
+
The sought maximum value &nbsp;$p_\text{X, max}$&nbsp; will thus lie between &nbsp;$0.6$&nbsp; and &nbsp;$0.8$&nbsp;. &nbsp;The determining equation here is that for the limiting case &nbsp;$p_\text{X} = p_\text{X, max}$&nbsp; both codes have exactly the same average code word length &nbsp;$L_{\rm M} = 1$&nbsp; bit/source&nbsp; symbol, or &nbsp;$L_{\rm M}\hspace{0.03cm}' = 2$&nbsp; bit/two-tuple.
  
*With the abbreviation &nbsp;$p = p_\text{X, max}$&nbsp; max the corresponding determining equation is:
+
*With the abbreviation &nbsp;$p = p_\text{X, max}$&nbsp; the corresponding determining equation is:
 
:$$L_{\rm M}\hspace{0.01cm}'\hspace{0.15cm}{\rm (Code \hspace{0.15cm}2)} = p^2 \cdot 1 + p \cdot (1-p) \cdot 2 + p \cdot (1-p) \cdot 3
 
:$$L_{\rm M}\hspace{0.01cm}'\hspace{0.15cm}{\rm (Code \hspace{0.15cm}2)} = p^2 \cdot 1 + p \cdot (1-p) \cdot 2 + p \cdot (1-p) \cdot 3
 
+  (1-p)^2 \cdot 3 \stackrel{!}{=} 2 \hspace{0.05cm}.$$
 
+  (1-p)^2 \cdot 3 \stackrel{!}{=} 2 \hspace{0.05cm}.$$
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  \hspace{0.05cm}.$$
 
  \hspace{0.05cm}.$$
  
The representation of the tuples of two by bit sequences of different lengths&nbsp; $\text{(code 2)}$&nbsp; therefore only makes sense if the symbol probabilities of &nbsp;$\rm X$&nbsp; and &nbsp;$\rm Y$&nbsp; differ significantly.&nbsp; If, on the other hand, they are between&nbsp; $0.382$&nbsp; and&nbsp; $0.618$,&nbsp; $\text{code 1}$&nbsp; is to be applied.
+
The representation of the tuples of two by bit sequences of different lengths&nbsp; $\text{(Code 2)}$&nbsp; therefore only makes sense if the symbol probabilities of &nbsp;$\rm X$&nbsp; and &nbsp;$\rm Y$&nbsp; differ significantly.&nbsp; If, on the other hand, they are between&nbsp; $0.382$&nbsp; and&nbsp; $0.618$,&nbsp; $\text{Code 1}$&nbsp; is to be applied.
  
::The division of a path of length &nbsp; $1$&nbsp; into two sections of length&nbsp; $0.618$...&nbsp; and&nbsp; $0.382$...&nbsp; is called the&nbsp; [https://en.wikipedia.org/wiki/Golden_ratio Golden ratio], which is encountered again and again in the most diverse fields.
+
<u>Note:</u> &nbsp; &nbsp; The division of a path of length &nbsp; $1$&nbsp; into two sections of length&nbsp; $0.618$...&nbsp; and&nbsp; $0.382$...&nbsp; is called the&nbsp; [https://en.wikipedia.org/wiki/Golden_ratio '''Golden ratio'''], which is encountered again and again in the most diverse fields.
  
 
{{ML-Fuß}}
 
{{ML-Fuß}}

Latest revision as of 16:56, 1 November 2022

Three binary codes for  $M = 4$

The application of the Huffman algorithm in its original form assumes a symbol set size  $M > 2$  and is therefore useless for data compression of binary sources.

However, if one combines several consecutive binary characters of the source into a new symbol, one can usefully apply Huffman data compression to the new symbol set.

In this task we start from the source symbol set  $\{$ $\rm X$,  $\rm Y$ $\}$   ⇒   $M = 2$  and form two-tuples according to the table on the right with the new symbol set  $\{$ $\rm A$,  $\rm B$,  $\rm C$,  $\rm D$ $\}$  ⇒  $(M\hspace{0.03cm}' = M^2 = 4)$. 

For example, the binary source symbol sequence  $\rm XYXXYXXXYY$  thus becomes the quaternary sequence  $\rm BACAD$.

Furthermore, three codes are given in the table, some of which have been created by the Huffman algorithm.  The binary output sequences then result for our example as follows:

  • $\text{Code 1}$:   1011011100,
  • $\text{Code 2}$:   0110011000,
  • $\text{Code 3}$:   10011001110.


Again for understanding:

  • From the original symbol set  $\{$ $\rm X$,  $\rm Y$ $\}$  a quaternary set with symbol set  $\{$ $\rm A$,  $\rm B$,  $\rm C$,  $\rm D$ $\}$ is obtained by forming two-tuples. 
  • The sequence length $N$ is thereby halved to  $N\hspace{0.03cm}' = N/2 $ .
  • Huffman coding again results in a binary sequence whose symbol set is designated  $\{$01$\}$  for better differentiation.
  • The application of Huffman coding makes sense exactly when the length  $L$  of the initial sequence is smaller than  $N$ (on statistical average).


This task is intended to clarify which of the given binary codes make sense under which boundary conditions.

  • Let the binary message source  $\{$ $\rm X$,  $\rm Y$ $\}$  be memoryless and be described solely by the symbol probability  $p_{\rm X}$ .
  • The second probability is then always  $p_{\rm Y} = 1 - p_{\rm X}$.





Hints:

  • The exercise belongs to the chapter  Entropy Coding according to Huffman.
  • In particular, reference is made to the page  Application of Huffman coding to  $k$-tuples.
  • The average code word length per two-tuple is  $L_{\rm M}\hspace{0.03cm}' = p_{\rm A} \cdot L_{\rm A} +$  ...  $ + p_{\rm D} \cdot L_{\rm D} \hspace{0.05cm}$.  With respect to a source symbol,  $L_{\rm M} = L_{\rm M}\hspace{0.03cm}'/2$.
  • A comparable task with ternary input symbols is treated in  Exercise 2.7Z .
  • The idea for this task arose during a lecture by  Prof. Robert Fischer  from the University of Ulm at the Technical University of Munich on the topic of
        "Der goldene Schnitt in der Nachrichtentechnik"   ⇒   "The golden ratio in communications technology".



Questions

1

Give the average code word lengths with redundancy-free binary source.

$\text{Code 1}$:   $L_{\rm M} \ = \ $

$\ \rm bit/source\hspace{0.15cm}symbol$
$\text{Code 2}$:   $L_{\rm M} \ = \ $

$\ \rm bit/source\hspace{0.15cm}symbol$
$\text{Code 3}$:   $L_{\rm M} \ = \ $

$\ \rm bit/source\hspace{0.15cm}symbol$

2

Determine the Huffman code with respect to two-tuples for  $p_{\rm X}= 0.6$.

The result is  $\text{Code 1}$.
The result is  $\text{Code 2}$.
The result is  $\text{Code 3}$.

3

What is the average code word length of the best Huffman code for  $p_{\rm X}= 0.6$ ?

$L_{\rm M} \ = \ $

$\ \rm bit/source\hspace{0.15cm}symbol$

4

Determine the Huffman code with respect to two-tuple for  $p_{\rm X}= 0.8$.

The result is  $\text{Code 1}$.
The result is  $\text{Code 2}$.
The result is  $\text{Code 3}$.

5

What is the average code word length of the best Huffman code for  $p_{\rm X}= 0.8$ ?

$L_{\rm M} \ = \ $

$\ \rm bit/source\hspace{0.15cm}symbol$

6

In what range may the probability  $p_{\rm X}$  for the symbol  $\rm X$  lie so that the  $\text{Code 1}$  results according to Huffman?

$p_\text{X, min}\ = \ $

$p_\text{X, max}\ = \ $


Solution

(1)  With redundancy-free binary source  $(p_{\rm X} = p_{\rm Y} = 0.5)$  one obtains  $p_{\rm A} = p_{\rm B} = p_{\rm C} = p_{\rm D} = 0.25$  and with the given equation:

$$L_{\rm M} = \big [ \hspace{0.05cm}p_{\rm A} \cdot L_{\rm A} + p_{\rm B} \cdot L_{\rm B} + p_{\rm C} \cdot L_{\rm C} + p_{\rm D} \cdot L_{\rm D} \hspace{0.05cm} \big ] / 2 = \big [ \hspace{0.05cm} L_{\rm A} + L_{\rm B} + L_{\rm C} + L_{\rm D}\hspace{0.05cm} \big ] / 8 \hspace{0.05cm}.$$

Taking into account the given assignments, we obtain for

  • $\text{Code 1}$:    $L_{\rm M} \hspace{0.15cm}\underline{= 1.000 \ {\rm bit/source \hspace{0.15cm}symbol} }$,
  • $\text{Code 2}$:    $L_{\rm M} \hspace{0.15cm}\underline{= 1.125 \ {\rm bit/source \hspace{0.15cm}symbol} }$,
  • $\text{Code 3}$:    $L_{\rm M} \hspace{0.15cm}\underline{= 1.250 \ {\rm bit/source \hspace{0.15cm}symbol} }$.


In the course of the task it will become apparent that the first two codes are quite possible as a result of the Huffman algorithm (of course only with suitable symbol probabilities).   $\text{Code 3}$  is also prefix-free, but never optimal in terms of average code word length.


(2)  The probabilities of the possible two-tuples are:

$$p_{\rm A} = 0.6^2 = 0.36 \hspace{0.05cm}, \hspace{0.4cm}p_{\rm B}= 0.6 \cdot 0.4 = 0.24 = p_{\rm C} \hspace{0.05cm},\hspace{0.4cm} p_{\rm D}= 0.4^2 = 0.16 \hspace{0.05cm}.$$
  • This gives the  tree diagram on the left  (in the adjacent graph) and the following Huffman code:
Huffman tree diagram for two different two-tuple constellations  ("Schritt"   ⇒   EN:  "step")
    $\rm A$   →   11,   $\rm B$   →   10,   $\rm C$   →   01,   $\rm D$   →   00.
  • This is  $\text{Code 1}$   ⇒   solution suggestion 1.


(3)  Each two-tuple is represented by two bits.  Thus

$$L_{\rm M} \hspace{0.15cm}\underline{= 1.000 \ {\rm bit/source \hspace{0.15cm}symbol} }.$$


(4)  Here the probabilities of each two-tuple are:

$$p_{\rm A} = 0.8^2 = 0.64 \hspace{0.05cm}, \hspace{0.4cm}p_{\rm B}= 0.8 \cdot 0.2 = 0.16 \hspace{0.05cm}, $$
$$p_{\rm C} = p_{\rm B}= 0.8 = 0.16 \hspace{0.05cm},\hspace{0.4cm} p_{\rm D}= 0.2^2 = 0.04 \hspace{0.05cm}. $$

According to the tree diagram on the right the result is now  $\text{Code 2}$   ⇒   solution suggestion 2:

    $\rm A$   →   1,   $\rm B$   →   01,   $\rm C$   →   001,   $\rm D$   →   010.


(5)  For  $\text{Code 2}$  the mean two-tuple length or the average code word length is:

$$L_{\rm M}\hspace{0.01cm}' = 0.64 \cdot 1 + 0.16 \cdot 2 + (0.16 + 0.04) \cdot 3 = 1.56\,{\rm bit/two-tuples}\hspace{0.3cm} \Rightarrow\hspace{0.3cm}L_{\rm M} = {L_{\rm M}\hspace{0.01cm}'}/{2}\hspace{0.15cm}\underline{ = 0.78\,{\rm bit/source \:symbol}}\hspace{0.05cm}.$$


(6)  From the earlier subtasks it has been found:

  • For  $p_{\rm X} = 0.6$,    $\text{Code 1}$  is optimal and the average code word length of this code is  $($independent of  $p_{\rm X})$  $L_{\rm M} = 1$  bit/source  symbol.
  • For  $p_{\rm X} = 0.8$  according to subtask  (4),  $\text{Code 2}$  is optimal and the average code word length is  $L_{\rm M} = 0.78$  bit/source  symbol.


The sought maximum value  $p_\text{X, max}$  will thus lie between  $0.6$  and  $0.8$ .  The determining equation here is that for the limiting case  $p_\text{X} = p_\text{X, max}$  both codes have exactly the same average code word length  $L_{\rm M} = 1$  bit/source  symbol, or  $L_{\rm M}\hspace{0.03cm}' = 2$  bit/two-tuple.

  • With the abbreviation  $p = p_\text{X, max}$  the corresponding determining equation is:
$$L_{\rm M}\hspace{0.01cm}'\hspace{0.15cm}{\rm (Code \hspace{0.15cm}2)} = p^2 \cdot 1 + p \cdot (1-p) \cdot 2 + p \cdot (1-p) \cdot 3 + (1-p)^2 \cdot 3 \stackrel{!}{=} 2 \hspace{0.05cm}.$$
  • This leads to the numerical result:
$$p^2 + p - 1 \stackrel{!}{=} 0 \hspace{0.3cm}\Rightarrow\hspace{0.3cm} p_{\rm X,\hspace{0.05cm}max} = p = \frac{\sqrt{5}-1}{2} \hspace{0.15cm}\underline{ \approx 0.618} \hspace{0.05cm}.$$
  • Since the basic Huffman structure does not change by swapping  $\rm X$  and  $\rm Y$  the lower bound is:
$$p_{\rm X,\hspace{0.05cm}min} = 1 - p_{\rm X,\hspace{0.05cm}max}\hspace{0.15cm}\underline{ \approx 0.382} \hspace{0.05cm}.$$

The representation of the tuples of two by bit sequences of different lengths  $\text{(Code 2)}$  therefore only makes sense if the symbol probabilities of  $\rm X$  and  $\rm Y$  differ significantly.  If, on the other hand, they are between  $0.382$  and  $0.618$,  $\text{Code 1}$  is to be applied.

Note:     The division of a path of length   $1$  into two sections of length  $0.618$...  and  $0.382$...  is called the  Golden ratio, which is encountered again and again in the most diverse fields.